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  Regulations  >  IATF 16949 Audit Checklist & Certification

IATF 16949 Audit Checklist & Certification

iatf 16949 audit checklist

Optimize Your IATF 16949 Audit Checklist to Streamline Certification and Operational Excellence

iatf 16949 audit checklist
IATF 16949 Audit Checklist Video

What is an IATF 16949 Audit Checklist?

An IATF 16949 audit checklist is a tool used by quality managers to assess whether a company’s Quality Management System (QMS) aligns with the IATF 16949:2016 standard. Since this standard applies to automotive suppliers, the checklist helps ensure that the QMS supports defect prevention, continuous improvement, and waste reduction throughout the supply chain.

A typical audit checklist includes four columns:

  • Reference to clause number in the IATF 16949 standard
  • Focus areas such as question asked, interviewee name and designation, processes observed, etc
  • Compliance with the clause or standard
  • Audit findings

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Importance of IATF 16949 Audit Checklist

An organization seeking IATF 16949 certification must first conduct an internal audit before approaching a certification body. During this audit, the internal auditor is responsible for documenting all observations and remarks in detail, which will later be reviewed by the external auditor.

To support this process, it's essential to create a well-structured audit checklist that includes all relevant questions and sections aligned with the IATF 16949 standard. An IATF 16949 audit checklist offers several key benefits:

  • Helps auditors accurately record their findings
  • Serves as a reference when preparing the final audit report
  • Acts as a documented overview of policies and processes to be reviewed during the main audit
IATF 16949 Audit Checkist Importance

Related Assets

What’s Included in an IATF 16949 Audit Checklist?

An IATF 16949 audit checklist helps organizations ensure compliance with quality management system requirements. It is used to identify gaps, track progress, and verify adherence to industry standards. Key elements typically included are:

  • Customer Feedback and Complaints: Documentation of customer feedback and complaint resolution processes.
  • Internal Audit Strategy: A structured approach for conducting audits within the organization.
  • Quality Management System Review: Records of leadership reviews and evaluations of the QMS.
  • Process Workflows and Standardized Procedures: Visual workflows and written guidelines that outline key processes.
  • Evidence of IATF 16949 Compliance: Evidence demonstrating adherence to the standard’s requirements.
  • Quality Management Framework: A formal document outlining the organization’s QMS framework.
  • Customer Database and Requirements: A record of customers and their specific quality expectations.
  • Operational Performance Metrics: Data-driven insights on quality performance and process efficiency.
IATF 16949 Audit Checklist Key Elements

How Many Clauses are there in the IATF 16949 Standard?

Organizations looking to get certified in IATF 16949 must be compliant with ISO 9001. The new ISO 9001:2015, which acts as the base for IATF 16949:2016, has ten clauses. The standard focuses on management, quality policy and procedures, customer, performance, control, measurement, auditing, decision-making, and corrective actions.

iatf 16949 clauses

What is the Audit Process for IATF 16949?

The audit process for IATF 16949 is a comprehensive and structured evaluation designed to ensure the highest level of quality and performance in the automotive industry. IATF 16949 audits are rigorous and require a deep understanding of automotive industry requirements. These audits aim to drive continuous improvement, enhance product quality, and ensure safety within the automotive supply chain. There are 11 stages to IATF 16949 audits:


  • Audit Planning: The process starts with planning, which involves defining the scope of the audit, identifying audit objectives, and selecting qualified auditors.
  • Document Review: Auditors examine documentation related to the quality management system, including quality manuals, procedures, and records, to ensure compliance with IATF 16949 requirements.
  • Pre-audit Meeting: A meeting is held with the organization's management to discuss the audit plan, schedule, and objectives.
  • On-site Audit: Auditors conduct the main audit at the organization's premises. This includes interviewing employees, observing processes, and assessing compliance with IATF 16949 requirements.
  • Non-conformance Identification: If any non-conformities or deviations from the standard are found, auditors document them. Non-conformities can be major (serious violations) or minor (less significant).
  • Audit Report: Auditors compile a detailed audit report summarizing their findings, including any non-conformities, observations, and areas for improvement.
  • Corrective Action: The organization must develop corrective action plans to address non-conformities. Auditors may review these plans.
  • Audit Closure: The audit is formally closed once corrective actions are verified and deemed effective.
  • Certification Decision: The certification body reviews the audit findings and corrective actions and decides on certification.
  • Surveillance Audits: After initial certification, organizations undergo periodic audits to ensure compliance with IATF 16949.
  • Recertification Audits: Full recertification audits are conducted periodically (typically every three years) to renew the organization's IATF 16949 certification.
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Introduction to IATF 16949 Certification

IATF 16949:2016, which replaced ISO/TS 16949:2009, is an independent standard for quality management system (QMS) applicable to the automotive sector. Aligned with the requirements of ISO 9001:2015, it focuses on continual improvements, particularly defect prevention, reduction of waste, and prevention of variation in the supply chain.

To get certified, organizations need to implement a QMS aligned to IATF 16949 standards which must be audited and approved by a recognized certification body.

There are two types of IATF certifications:


Certification of company’s QMS against IATF 16949 requirements

Certification of individuals to audit against the IATF 16949 requirements

iatf 16949 certification implimentation

When to Implement IATF 16949 Certification?

An organization focused on implementing IATF 16949 showcases its commitment to supplying good quality products and services to its customers. With a robust QMS system at the heart of the implementation, the organization focuses on improving employee productivity, increasing customer loyalty, identifying and eliminating risks within the organization, and expanding to newer markets. An organization can opt for IATF 16949 certification when

  • Customers insist on it as part of the contract.
  • The objective is to improve product quality and customer satisfaction.

How to Implement IATF 16949 Certification?

The IATF 16949 certification process starts with defining the quality policy, quality manual, quality objective, and the overall scope and implementation of the QMS. Once all the information is in hand, the organization must focus on the following steps to get certified:

  • Identify QMS requirements, including the standard’s requirements, laws, and regulations, requirements for the company’s culture

  • Define QMS scope

  • Define processes and procedures according to IATF 16949:2016

  • Implement new processes and tweak existing procedures to comply with the new standard

  • Provide necessary training and awareness programs to employees

  • Review and select the right certification body

  • Operate QMS within the organization and collect records

  • Conduct a thorough internal audit

  • Take necessary corrective action upon management review

  • Prepare for a certification audit from an authorized body

  • Identify QMS requirements, including the standard’s requirements, laws, and regulations, requirements for the company’s culture

  • Define QMS scope

  • Define processes and procedures according to IATF 16949:2016

  • Implement new processes and tweak existing procedures to comply with the new standard

  • Provide necessary training and awareness programs to employees

  • Review and select the right certification body

  • Operate QMS within the organization and collect records

  • Conduct thorough internal audit

  • Take necessary corrective action upon management review

  • Prepare for certification audit from an authorized body

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Benefits of IATF 16949 Certification

Being IATF 16949 compliant is not a regulatory requirement but can also benefit the businesses by improving processes and efficiency that drives cost savings. Besides ensuring customer satisfaction and improvement, some of the other advantages of getting IATF 16949 certification include:

  • Reduced operating costs
  • Improved stakeholder relationships
  • Proven business credentials
  • Ability to win more business
  • Global recognition as a reputable supplier to the automotive industry
  • Consistent quality approach
  • Fully integrated processes
iatf 16949 certification benefits

What are the Practical Steps to Becoming IATF 16949 Certified?

Once all the documentation and implementation process is complete, companies must focus on these three steps before applying for IATF 16949 certification.

iatf 16949 - internal audit

A thorough internal audit of the QMS processes. This internal audit’s objective is to ensure all the records are compliant and spot any issues and weaknesses that are otherwise hidden.

iatf 16949 - management review

A formal management review evaluates the relevant information about the management system processes makes necessary decisions and assigns resources.

iatf 16949 - corrective action

Carry out corrective actions on the root cause of any problems discovered during internal audit and management review.


Upon completion of these three steps, the company can move to the certification process, which is divided into two stages:

  • Stage One: This is the documentation review stage where the auditors from the chosen certification body will check to ensure the documentation meets the IATF 16949 requirements.
  • Stage Two: Once the documentation review is complete, the certification body auditors conduct the main audit to ensure that the actual activities are compliant with both IATF 16949 and their own documentation by reviewing documents, records, and company practices.

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Compliance Quest patiently worked through implementation with us as we constructed our QMS. They were able to offer insight due to an in-depth understanding of quality control. CQ offers all the functionality we need to easily manage and scale our QMS, I highly recommend it.

Zach Parker
Director of IT and Service Delivery, Numed Inc

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Training for IATF 16949 Certification With CQ

CQ Training Management helps businesses train for IATF 16949 by streamlining the training process and ensuring knowledge and retention. Integrated training into EQMS creates a stable, reliable, and repeatable training management process, thus ensuring that the entire organization has the knowledge it needs, from GxP guidelines to international standards to government regulations. Some of the advantages of the CQ Training Management Module are listed below:


  • Maintain compliance and always be ‘audit ready’
  • Develop individualized and role-specific training
  • Maintain up-to-date training records
  • Support online learning for virtual environment

Role of ComplianceQuest in IATF 16949

CQ’s QHSE solution is extremely user-friendly at all levels and acts as a very powerful platform that can be scaled from a small company to a large global enterprise. The solution significantly reduces the effort involved in maintaining the IATF 16949 Quality System by automating the required processes while maintaining full traceability. CQ helps organize the company’s ISO requirements and not only improves productivity but also helps auditors find what they need quickly and effortlessly.

A sound QMS that follows the standards of IATF 16949 will:

  • Define how an organization in the automotive sector can meet the requirements of both customers and stakeholders.
  • Promote continual improvement.
  • Focus on defect prevention.
  • Emphasize documentation and implementation of corporate responsibility policies including specific industry tools such as:
    • Statistical Process Control (SPC)
    • Advanced Product Quality Planning (APQP)
    • Measurement Systems Analysis (MSA)
    • Failure Mode and Effects Analysis (FMEA)
    • Production Part Approval Process (PPAP)

ComplianceQuest empowers automobile manufacturers by:

  • Helping them stay compliant by simplifying audits, documentation, equipment management, risk assessment, change management, etc.,

  • Offering insights into quality and safety issues through data analysis.

  • Enhancing collaboration – both internal and external – by simplifying data sharing across devices and locations.

  • Enabling manufacturers to demonstrate ongoing commitment to safety and sustainability.

  • Ensure regulatory compliance with IATF 16949, ISO 9000, etc.



Improve product quality and prevent defects in the automotive industry with IATF 16949:2016 QMS certification and a structured IATF 16949 audit checklist to enhance efficiency, ensure compliance, and maintain a consistent quality approach.

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Related Checklists

Quality-centric Companies Rely on CQ QMS

  • Flex
  • Skyworks
  • 3m logo
  • YKK
  • Qorvo
  • Canon
  • Vyaire
  • Stryker
  • Staar Surgical
  • CDC
  • Tilray
  • Dr Reddy's
  • Freenome

Frequently Asked Questions

  • IATF 16949, aligned with ISO 9001:2015, defines the quality management system requirements for the design and development, production and, when relevant, installation and service of automotive-related products. IATF 16949 applies to sites of the organization where customer-specified parts, for production and/or service, are manufactured. Supporting functions, whether on-site or remote (such as design centers, corporate headquarters and distribution centers), form part of the site audit as they support the site, but cannot obtain stand-alone certification to IATF 16949.

  • An effective IATF 16949 audit checklist should cover all key areas of a QMS as required by the standard. Here's what to include:

    • Context of the Organization: Assess the organization’s scope, stakeholders, and internal/external issues that impact quality outcomes.

    • Leadership: Evaluate top management’s commitment to the QMS, including the setting of quality policies and objectives.

    • Planning: Review how the organization plans to meet quality objectives and manages risks.

    • Support: Check availability of necessary resources and the effectiveness of training and employee competence programs.

    • Operation: Verify that operational processes ensure product quality and meet customer and regulatory requirements.

    • Performance Evaluation: Examine how the organization monitors and analyzes QMS performance, including internal audits and reviews.

    • Improvement: Ensure there are effective processes for continual improvement and that corrective actions are properly implemented.

  • IATF 16949 implementations can be classified into two broad phases — internal and external.
    The implementation process includes:

    • Management and leadership planning

    • GAP analysis

    • Documentation of quality processes and policies

    • Implementation and employee training

    • Internal management review and audit

    • Corrective action

    • External 3rd party certification audit

  • With IATF 16949, organizations can showcase to their existing and potential customers their commitment to quality through a robust QMS. As a result, implementing IATF 16949 gives the organization the following advantages:

    • Helps demonstrate the ability to produce products that consistently meet customer needs and other applicable statutory, regulatory, and product safety requirements

    • Focuses on customer satisfaction

    • Improves brand loyalty

    • Creates new business opportunities globally

    • Allows organizations to become more socially responsible

    • Helps identify and address risks in the organization

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